University of Hawai'i Press
  • Human Foodways, Metallurgy, and Landscape Modification of Iron Age Central Thailand
abstract

The relationship between a population and its immediate natural landscape often shapes the course of social development and cultural practice. The increasing abundance of smelting byproduct in archaeological sites suggests that community-based metallurgical activities, established at least half a millennium earlier, intensified during the Iron Age (ca. 500 b.c.–a.d. 500) in central Thailand. Likely consequences of such a change would include higher demand for firewood, resulting in small-scale forest clearing, with subsequent altered access to wild terrestrial fauna. Tooth enamel from 13 human individuals dated to the Iron Age period of Promtin Tai were sampled for stable carbon isotope analysis to explore how people responded to anthropogenic landscape modification as reflected in the dietary regime. The data revealed that a C3-based dietary pattern was maintained throughout the Promtin Tai occupation. A slight enrichment of δ13C values from the Earlier to Later Iron Age may be attributable to increasing consumption of freshwater fauna, domestic fauna, resources collected from or fed on more opened fields, or any combination of these. A wider diversity of food items brought in via trade networks could also have contributed to the flexibility of foodways. The wealth of natural resources in prehistoric central Thailand facilitated the maintenance of a broad-spectrum diet that was also utilized elsewhere in tropical and subtropical Southeast Asia. This study highlights the key role of small sites, often connected by rivers and trade networks, in contributing to the understanding of prehistoric human ecology and cultural complexity in Mainland Southeast Asia.

Keywords

bioarchaeology, bone chemistry, stable carbon isotope, tooth enamel apatite, broad-spectrum diet, Mainland Southeast Asia

introduction

The association between environmental and human behavioral change, leading to multiscalar cultural change, is well-documented throughout human history. Natural environmental fluctuation and landscape modification (directly or indirectly caused by cultivation, animal husbandry, craft production, population expansion, conflict, etc.) contributed to cultural changes and stimulated a suite of coping mechanisms that are archaeologically visible (Bourke et al. 2007; Chapin et al. 2004; Zeder 2008). A wide variety of analytical approaches have been employed to identify these responses and characterize how people negotiated ever-changing landscapes. These approaches include, but are not limited to, methods derived from zooarchaeology (Deppen and Cook 2014; Emery 2008), [End Page 83] palaeobotany (Arnold and Martin 2014; Ekblom et al. 2014; Kealhofer and Grave 2008), mathematical modeling (Richerson et al. 2001), and multidisciplinary studies (Atahan et al. 2007; Fraser et al. 2013). Among the materials suitable for the investigation of human–landscape relationships, human skeletal remains often provide the most direct data for gauging past lifeways. Developmental markers and evidence of pathological conditions observable in human skeletal remains can be used to infer the impact of environmental change on human lifeways and social organization (Robbins Schug 2011; Walker 1989; Wright and White 1996). Bone chemistry, stable isotope ratio analysis in particular, is another key approach that is used extensively to assess human dietary regimes and draw inferences about the relationship between landscape change and factors such as subsistence strategy, animal management, and social organization (Coltrain and Leavitt 2002; Reitsema et al. 2013; White et al. 1993; Wright and White 1996).

In central Thailand, specifically on the Lopburi floodplain where the Promtin Tai site is located, phytolith analyses demonstrate that anthropogenic landscape modification such as burning and clearing can be traced back to at least 5000 b.c. (Kealhofer 1997).1 Increasing landscape disruption ensued as an agroeconomy developed and the population size grew (Cremaschi et al. 1992; Kealhofer 1997, 2002). This region is also known for having a long history of community-based metallurgy beginning in the second millennium b.c. and intensifying well into the middle of the first millennium a.d. (Rispoli et al. 2013). Cremaschi and colleagues’ (1992) geomorphological study in the Lopburi area revealed a series of changes, including slope degradation, increased fluvial activity, and higher evapotranspiration rates in soils, attributable to deforestation related to metallurgy during this period. As metallurgical activities intensified over time, increasing fuel requirements for smelting were satisfied by felling more trees.

These human-induced landscape changes, deforestation in particular, likely impacted the habitats of wild fauna and consequently people’s access to these animals as food sources. Based on the faunal remains from a cluster of the late Neolithic to Metal Age sites in the Lopburi region (ca. 7–10 km southeast of Promtin Tai), Mudar and Pigott (2003:154) stated that deer and cattle were the most important wild food resources during the early stages of habitation of the area. Over time, the availability of these terrestrial species would have been negatively impacted by deforestation. Drawing an analogy with similar changes seen in Luzon in the Philippines, Mudar (1985) argued that deer and cattle would have retreated from cleared forests, forcing people to replace the non-domestic portion of their diet with other resources. In Lopburi, people would have responded to the decreasing diversity and accessibility of wild terrestrial animals by incorporating more freshwater species such as fish, turtle, and mollusks into their diet (Mudar and Pigott 2003).

The study reported in this article employs data derived from stable isotope ratio analysis on human tooth enamel recovered from the Iron Age (ca. 500 b.c.–a.d. 500) central Thai site known as Promtin Tai. It aims to test the hypothesis that landscape modification due to intensification of metallurgy over time would have impacted people’s diet; specifically, their consumption of freshwater resources would have increased to mitigate the decreasing availability of wild terrestrial fauna. Scenarios that could have led to similar isotopic results are also explored. What people did to manage the impact of landscape change and sustain an adequate diet over time is the main focus of this study. [End Page 84]

central thailand

Central Thailand is bordered by modern day Myanmar to the west, the Phetchabun Ridge to the northeast (i.e., the Khorat Plateau), and the Gulf of Thailand to the south. Central Thailand itself encompasses a vast region with varied geological forms ranging from highlands to the riverine central plain of the Chao Phraya River drainage and the undulating terrain of the Pa Sak River drainage. The interaction between these landforms and the annual monsoon often results in uneven distribution of precipitation in time and space, creating ecological pockets that harbor fauna and flora of tremendous diversity (Higham and Thosarat 1998). Such landscape complexity has been considered instrumental in the development of cultural and population diversity in Thailand (White 2011).

Rice is currently the predominant cultigen in the central plain where Promtin Tai is situated; it was also an important plant resource for people in prehistory (Hanson and d’Alpoim Guedes 2017; Higham 2002). While still part of the tropics, the inland central plain is more arid than the coast and has a longer dry season and flood-inducing rainy season (Higham 2002). It may be possible for the rain or floodwater to sustain one round of wet or “floating” rice agriculture annually. However, the long and often unpredictable drought renders year-round wet rice agriculture unsustainable without irrigation or a water management regime (Higham 2002). Most prehistoric sites in Thailand (and Mainland Southeast Asia in general) are located near waterways, including rivers, creeks, and springs, which have been the main arteries for transportation and subsequent cultural transmissions for a long time, in addition to being sources of irrigation and aquatic foods (Higham and Thosarat 1998, 2012). Promtin Tai is no exception. Thus, in addition to rice and terrestrial fauna, freshwater fauna and flora were also possible food sources available to the prehistoric people inhabiting the central plain.

Among other features, prehistoric central Thailand is particularly noteworthy for housing one of the two major copper mine sources in Thailand. The mine is located in the Khao Wong Prachan Valley, approximately 10–15 km southeast of Promtin Tai. This mining belt also produces iron ore and has been exploited since prehistoric times (Natapintu 1988; Pigott et al. 1997; see Pryce 2009 for a detailed review). The easy access to copper, iron, and other metal ore sources, forests for fuel, and clay for on-site pottery production made central Thailand a hub of metal-working. Ingots, a product of ore smelting used for casting metal objects, were likely traded in extensive exchange networks (see below).

The transmission, development, distribution, and implications of metallurgy in central Thailand are particularly important issues when reconstructing the prehistory of Mainland Southeast Asia (e.g., Higham and Thosarat 1998, 2012; O’Reilly 2001, 2003; Pryce 2009; Rispoli et al. 2013; White and Hamilton 2009; White and Pigott 1996). Metal-working using copper and bronze alloys took place as early as the Bronze Age (ca. 1000–500 b.c.) (Higham and Thosarat 2012). Entering the Iron Age, the refinement and continuous development of metallurgical techniques, combined with social complexity development and (inter)regional interaction, facilitated the expansion of settlements, population growth, and intensification of cultural transmissions (Eyre 2006; Higham and Thosarat 2012). According to Higham and Thosarat (2012), compared to copper, iron ore is much more readily available in central Thailand. While iron working requires higher smelting temperature, repetitive [End Page 85] hammering to eliminate impurities, and mixing with charcoal to increase tensile strength, iron objects can be forged directly into desired shapes, unlike bronze objects that needed to be casted in molds. The availability of iron ore and manufacture flexibility contributed to increased typological variation and quantity of iron objects. The diverse array of iron tools with multiple functions, mostly utilitarian in nature, provided superb opportunities for the intensification of agriculture, animal domestication, and possibly warfare during the Iron Age (Higham 2002). Thus, the adoption of iron working may have stimulated population expansion, settlement pattern changes (larger and more concentrated sites), and modification of land use patterns (Eyre 2006).

Keeping in mind that there were wide geographic and cultural variations, many Iron Age sites in northeast and central Thailand can be characterized as having one or multiple moats encircling the perimeter of a site (Higham 2004). Scholars have speculated about the function of these moats. To date, water retention and management or defense are the leading explanations for the moats (Higham 1996, 2002, 2004; McGrath and Boyd 2001). Increased control of water may have been necessitated by decreasing rainfall during the Bronze–Iron Age transition in northeast Thailand (Boyd and McGrath 2001; Wohlfarth et al. 2016). In central Thailand, Promtin Tai in particular, Lertcharnrit (2006) believes that moats were present in prehistoric periods, where they functioned as water-retaining facilities for wet-rice agriculture.

The Iron Age saw continuous and intensified development of trade networks that could have connected central Thai communities with people throughout coastal Mainland Southeast Asia, including areas in modern day Cambodia, Vietnam, Myanmar, and India (Carter 2013). Although human skeletons were not preserved, Ban Don Ta Phet (ca. early fourth century b.c.) in western central Thailand displayed a suite of Iron Age funerary features (Glover 1980, 1983). In addition to the heavily Indian-influenced material assemblage, Ban Don Ta Phet yielded metal objects with technological characteristics similar to those found in the Khorat Plateau in northeast Thailand and a nephrite ornament commonly seen in Vietnam and the Philippines (Glover 1990; Higham 2004). More recently, agate and carnelian ornaments from another Iron Age site (Khao Sam Kaeo) in peninsular Thailand further highlight the presence of a cultural and material interaction network between the Indian subcontinent and Mainland Southeast Asia (Bellina and Glover 2004; Glover and Bellina 2011; Indrawooth 2004). Prehistoric central Thai people’s engagement in such extensive trade networks eventually led to the transmission of religious beliefs and associated social structures, arts (including metallurgy), and lifeways as the area transitioned into the historical period (Higham and Thosarat 2012).

The technical aspect of metal-working is integral to understanding the ecological impact of metallurgy. Copper ore smelting and iron forging require high temperatures (ca. 1150–1250 °C for copper smelting and higher for iron) (Higham 2004; Pryce 2009). The tropical monsoon conditions in the Khao Wang Prachan Valley and around Promtin Tai suggest that the local oak-dipterocarp species were possible sources of charcoal (Pigott, pers. comm. cited by Pryce 2009:223). Active metal working during later prehistoric periods in central Thailand resulted in a higher demand for firewood, which intensified the deforestation process (Cremaschi et al. 1992; Mudar and Pigott 2003).

Landscape modifications and changing patterns of land use are key characteristics of Iron Age central Thailand and beyond (Higham 2002). Mudar and Pigott (2003) argue [End Page 86] that certain species of wild terrestrial fauna inhabiting forested environments would likely have retreated and become more difficult to obtain. In Promtin Tai, skeletal remains of several deer and wild bovine species were present (Lertcharnrit 2014) (see below). Among them, muntjac (Muntiacus sp.) bones are quite abundant. Deer species in general are habitat specialists and are sensitive to habitat changes (Hanley 1996). While some deer may be attracted to forest edges and cleared fields, others tend to remain within dense forests. For example, studies conducted in India and Thailand reveal that the muntjacs are distributed in closed canopy forests and habitually select their bedding locales in forested areas with high canopy cover (Brodie and Brockelman 2009; Ilyas and Khan 2003:522). If this behavioral pattern held true in prehistoric central Thailand, forest clearing would have driven some fauna, muntjacs in particular, deeper into the forests, lowering their accessibility as a human food source. Mudar and Pigott (2003) suggest that humans may have had to replace the non-domestic portion of their protein sources, which earlier came largely from forest-dwelling mammals, with more freshwater fauna.

promtin tai

Promtin Tai is situated on an eroded limestone terrace about 10–20m above current sea level in Kok Samrong District, Lopburi Province (Fig. 1). It is close to the copper ore source of Khao Wong Prachan Hill, about 12 km to the southeast of where copper smelting began as early as the second millennium b.c. and persisted well into the first millennium b.c. (Lertcharnrit 2006; Pigott et al. 1997). The original site is believed to be a small semicircular moated town, about 1 km2 in area (Lertcharnrit 2006). It was first explored in the early 1980s; test pits excavated in 1991 and 2004 yielded a few poorly preserved human skeletons dated to the late Bronze Age by artifact association. A preliminary cultural chronology was established based on ceramic and metal artifact typologies; it suggests that occupation may have begun during the late Bronze Age (ca. 700–500 b.c.) and persisted uninterrupted into the early historical period of Dvaravati (a.d. 500–700) (Lertcharnrit 2006). While traces of Bronze Age phases were preserved, Lertcharnrit (2014) notes that Promtin Tai’smost intensive occupation occurred during the Iron Age (ca.500 b.c.–a.d. 500). After ahiatus, the site was reoccupied during the Ayutthaya period (ca.a.d. mid-fourteenth to eighteenth centuries). The lengthy occupation makes Promtin Tai a rarity in central Thailand, as most sites in the region do not span the transition from the Iron Age to the historical period (Lertcharnrit 2006).

Human activity continued from the basal layer into the Iron Age phase, where the majority of the extended supine burials were encountered. The burials were often accompanied by pottery, iron tools, glass beads, bronze ornaments, and in one burial, a bronze bowl (Lertcharnrit 2006). In non-mortuary contexts, stone and clay bracelets, spindle whorls, polished stone adzes, and beads (glass, carnelian, and agate) were common. These mortuary patterns are similar to other Iron Age sites in central Thailand (Lertcharnrit 2006).

A large amount of fragmentary faunal remains were recovered from Promtin Tai, most of which were mixed in with grave fill, though some were clearly deposited as grave goods. Preliminary faunal identification during excavation suggested there were a wide range of terrestrial species accessible to the prehistoric Promtin Tai people, including wild boars, a variety of deer and wild bovid species, rats, dogs, birds, and snakes (Lertcharnrit 2014). Personal observation during the 2007 field season and subsequent field studies suggests that pigs (likely domesticated), chickens, and muntjacs [End Page 87]

Fig. 1. Map of Thailand showing locations of mentioned sites. Source: Modified from d-maps.com 2007–2017, URL:
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Fig. 1.

Map of Thailand showing locations of mentioned sites. Source: Modified from d-maps.com 2007–2017, URL: d-maps.com/carte.php?num_car=14628&lang=en

[End Page 88]

(Muntiacus sp.) are also present in the faunal assemblage. Lertcharnrit (2014) postulates that wild terrestrial fauna were acquired by hunting using wooden bows (not preserved) with clay pellets. Some turtle remains and large quantities of land snails and freshwater bivalves make up the majority of (semi-)aquatic species. Aquatic resources were readily accessible as Promtin Tai was surrounded by creeks, ponds, and most likely rice fields. Unfortunately, detailed faunal analyses such as species density and temporal distribution have not been systematically conducted at Promtin Tai.

Zooarchaeological evidence demonstrates that domestic animals were present in northern (Ban Chiang and Non Nok Tha) (Higham 1975; Higham and Leach 1971), northeast (Ban Non Wat) (Kijngam 2011), and central (Non Pa Wai and Khok Phanom Di) (Higham 2004; Mudar and Pigott 2003) Thailand at least one millennium before the Promtin Tai occupation (see details in Piper 2017). Lertcharnrit (2014) notes that domesticated cattle bones associated with the early historic period were excavated in considerable quantities from Promtin Tai. It is very likely that domestic animals such as pigs and cattle existed and were consumed there during the Iron Age, if not earlier. As for plants, a recent seed analysis of Promtin Tai soil samples by Hanson and d’Alpoim Guedes (2017) reveals that rice was the dominant crop; other seed remains such as millet occur in smaller amounts.

Slag was found ubiquitously in non-burial and burial contexts, the latter mixed with the sediment directly covering the interments. As of the end of the 2004 field season, Lertcharnrit (2006) reports the discovery of a 20 cm layer of slag embedded in the Iron Age occupation. The site continued to yield large amounts of slag in subsequent excavation seasons (personal observation). In 2011, the current author observed that iron oxide-infused reddish earth was still visible near hillsides where deposits of rich iron ore had been exploited just outside of Promtin Tai village. Stone molds and a few copper ingots were also recovered (Lertcharnrit 2006, 2014). While no sign of burnt earth or fragments of furnace or chimney was discovered in the excavated areas, the abundance of slag and the presence of metal-working related objects suggest the existence of in situ ore smelting at Promtin Tai. However, the disparity between the amount of slag and the rarity of ingots prompted Lertcharnrit (2006, 2014) to infer that prehistoric metal-working at Promtin Tai was likely conducted for the purpose of exchange rather than to fulfill domestic needs.

Regardless of the consumers of the ingots and metal products, the proximity to ore sources and the sheer abundance of metallurgical byproducts at Promtin Tai imply a high demand for firewood, which would have been converted into charcoal to fuel various stages of the metal-working process. Over time, demand for firewood may have heightened as iron working increased; evidence for this includes the accumulation of slag, diversity of metal objects associated with burial contexts, and expansion of trade networks.

While the Iron Age occupation at Promtin Tai appeared to be continuous, slight soil changes and ceramic typology variation warrant the classification of burials into Earlier and Later Iron Age periods (Lertcharnrit, pers. comm. 2007). This categorization made the observation of the potential diachronic human dietary behavior change possible. The study of Promtin Tai human skeletons helps characterize the many small but diverse Iron Age sites on central Thailand’s undulating terrain. With larger sites existing in neighboring northeast and northern Thailand, the smaller sites in central Thailand contain a wealth of information relevant for reconstructing past human lifeways with respect to landscape changes. [End Page 89]

stable isotope analysis

Isotopic signatures of an organism’s food and water sources are developed around the time of consumption and incorporated into tissues via digestive and metabolic processes (Ambrose 1993; DeNiro 1987; Hoefs 2009). Accordingly, for the past several decades, stable isotope ratio analysis has been routinely integrated into bioarchaeological studies as a proxy for past diet and human ecology (Ambrose et al. 1997, 2003; Knudson and Torres-Rouff 2009; Turner and Armelagos 2012; Tykot et al. 2009). Similar to bone apatite, enamel apatite is a biogenic carbonate that can be purified from enamel matrix. Unlike bone apatite however, tooth enamel is more resistant to the post-depositional diagenesis that can alter biogenic carbonate; it is thus better suited for gauging past diet from poorly preserved skeletal remains (Lee-Thorp and van der Merwe 1991; Schoeninger et al. 1989; Wang and Cerling 1994). After first being suggested by Krueger and Sullivan (1984), later experimental feeding studies have demonstrated that an individual’s total diet (protein, lipids, and carbohydrates) is better characterized by apatite than by bone collagen (Ambrose and Norr 1993; Tieszen and Fagre 1993). Since enamel does not remodel after mineralization is complete, tooth enamel apatite represents a snapshot of the diet from late fetal to early adolescence, depending on the tooth analyzed. The stable isotope ratio of a sample is calculated by comparing it to an isotopically known sample (“standard”). The standard for stable carbon and oxygen isotopes used in this study is NBS-19, a laboratory equivalent of the Pee Dee Belemnite (PDB) (Craig 1957).

Among various chemical elements incorporated in enamel apatite, the carbon stable isotope ratio (δ13C) was used to examine the diet of the Promtin Tai population. Based on differential fractionation of carbon isotopes during CO2 fixation by plants, stable carbon isotopes are often analyzed to distinguish terrestrial plants using C3 versus C4 photosynthetic pathways. C3 plants (trees, herbs, most shrubs, temperate grasses) are more depleted in 13C than C4 plants (arid-adapted grasses, sedges) (Lee-Thorp et al. 1989). Therefore, the δ13C values of C3 plants fall between −35‰ and −20‰ (average −27‰) whereas C4 plants show a smaller range of −7‰ to −16‰ (average −12.5‰) (O’Leary 1981, 1988; Tykot 2006). In Southeast Asia, rice is the major C3 plant utilized by humans, along with tubers, nuts, and most vegetables. The C4 plants exploited in this region may have included millet, sorghum, sugarcane, and Job’s tears (Krigbaum 2005).

Upon consumption, the digestive process further fractionates carbon isotopes creating an offset between the ratios in plants consumed and those in the tissues of the consumer. For humans, a pure C3 consumer (i.e., who only eat C3 plants and/or animals that only fed on C3 plants) is expected to have an average δ13C value around −14.5‰ from enamel apatite, and a pure C4 consumer would have an average δ13C value approaching −0.5‰ (Tykot 2006). Consumption of marine resources would place the consumers at the less negative end of the δ13C spectrum, due to these organisms’ carbonate source having a δ13C value of 0‰ (Katzenberg 2008).

Although prehistoric Southeast Asia’s sea level was likely higher, placing the coast closer to most inland sites (Higham and Thosarat 1998), faunal and archaeological evidence suggest little marine influence on Promtin Tai people’s diet. Freshwater fauna and flora, on the other hand, likely contributed significantly. These items have highly variable δ13C values owing to their isotopically varied carbon sources, so they impact their consumers’ δ13C in a more unpredictable manner (Katzenberg 2008). [End Page 90] However, studies on lacustrine ecosystems have found that littoral fish species tend to have heavier δ13C than those inhabiting deeper waters, making their consumers’ δ13C values more positive (Hecky and Hesslein 1995; Katzenberg and Weber 1999).

Oxygen stable isotope ratios (δ18O), also obtained through analysis of tooth enamel apatite, are an environmental marker highly reflective of local meteoric precipitation (Wright and Schwarcz 1998). They are often used to address issues such as water sources and mobility (Bryant et al. 1996; Katzenberg 2008; Schoeninger et al. 2003). Since this study focuses on the dietary aspect of potential human responses to landscape modification, δ18O data are reported to anchor the δ13C data when interpreting the Promtin Tai palaeodiet and will not be discussed in detail.

materials and methods

A total of 35 human burials were discovered at Promtin Tai during field seasons spanning 2007–2012, all of which date to the Iron Age. The age and sex of each individual was assessed following methods in Buikstra and Ubelaker (1994). There are nine males, six females, and 20 individuals with unidentifiable sex. Of those with indeterminate sex, six are younger than 20 years old. Young (21–35 years) and middle-aged (36–50 years) adults are primary groups.

When possible, a third molar was sampled for each individual. In cases where no third molar was present or directly accessible, the tooth whose enamel was latest to form was selected. Thus, the data in this study represent isotopic signals incorporated into each individual during different enamel formation times. Due to differential preservation, a total of 13 individuals were sampled for this study, each represented by one tooth free of pathology or anomalies. According to Lertcharnrit’s (pers. comm. 2007) division of the burials based on stratigraphy and ceramic typology, nine of the 13 individuals belong to the Earlier period and four belong to the Later period. The provenience and demographic parameters of these samples are listed in Table 1. Unlike faunal bones, faunal dental remains were scarce and fragmentary in Promtin Tai, rendering reliable identification of species difficult. Therefore, no faunal tooth enamel data are reported here.

Enamel apatite was purified following a protocol based on Lee-Thorp (1989) with modifications made to accommodate the samples’ antiquity and state of preservation. A small portion of enamel from each tooth was harvested using a Brasseler dental drill with a carbide tip under a binocular microscope lit by microfiber optical light sources. The sectioned enamel was then cleaned of all dentin, discoloration, and microscopically visible debris. The enamel section was ground into fine powder, placed in a 2 ml microcentrifuge tube (samples weighted between 0.2 and 0.5 g) with 50 percent sodium hypochlorite solution for 16 h. Each sample was rinsed with distilled water to a neutral pH before reacting in a 0.1M acetic acid bath for another 16 h. After being rinsed to a neutral pH, the samples were frozen and lyophilized. Approximately 0.5–0.6 mg of a purified sample was loaded into a Finnigan MAT 251 mass spectrometer at the Department of Geological Sciences, University of Florida to measure the stable isotope ratios for carbon and oxygen. Seventy-one NBS-19 (PDB standard) were run to examine instrument precision. The δ13C precision is ±0.02‰ and δ18O precision is ±0.06‰. [End Page 91]

Table 1. P S I R A R P T T E S
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Table 1.

Provenience and Stable Isotope Ratio Analysis Results of Promtin Tai Tooth Enamel Samples

results and discussion

The δ13C and δ18O values of the Promtin Tai human tooth enamel samples are presented in Table 1 and summarized in Table 2. Fig. 2 displays the overall distribution of these isotope values. Burial 2 is an apparent outlier that falls beyond the data cluster on both the carbon and oxygen axes. Reviewing its provenience, Burial 2 was the most recent burial atop a segment of sterile sediment separating it from the rest of the burials. It is considered a temporal outlier that could have been interred later than its Iron Age counterparts. Therefore, Burial 2 is removed from statistical analysis and interpretation.

When Burial 2 is excluded, distribution of the δ13C data is somewhat wider than that of the δ18O. Since a pure C3 dietary regime would result in a mean δ13C value of −14.5‰ (Tykot 2006, see above), the mean δ13C of −12.58‰ for Promtin Tai tooth enamel apatite suggests a C3-reliant total diet, including consumption of plants and animals that fed on C3-based foods. The existence and possible consumption of rice may have occurred as early as the Neolithic period at the coastal central Thai site of Khok Phanom Di (Higham and Thosarat 1994). For inland central Thailand, Weber and colleagues’ (2010) palaeobotanical study documents that rice grains entered the Khao Wong Prachan Valley context at around the first millennium b.c. At Promtin Tai, the amount of annual rainfall (ca. 871–1317 mm), its low altitude, moat construction, and sticky-clay soils make it well suited for rain-filled rice cultivation (Lertcharnrit 2006, 2014). The presence of iron tools (Lertcharnrit 2006, 2014) and the fact that rice made up nearly all of the crop seeds recovered from soil samples (Hanson and d’Alpoim Guedes 2017) strongly suggest on-site rice cultivation and heavy dietary [End Page 92]

Table 2. S S I V (‰) P T T E A Sa
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Table 2.

Summary of Stable Isotopic Values (‰) of Promtin Tai Tooth Enamel Apatite Samplesa

Fig. 2. Stable carbon and oxygen isotope ratios of Promtin Tai tooth enamel apatite. Filled markers indicate means for each period; error bars indicate one standard deviation; outlier B2 excluded from analysis.
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Fig. 2.

Stable carbon and oxygen isotope ratios of Promtin Tai tooth enamel apatite. Filled markers indicate means for each period; error bars indicate one standard deviation; outlier B2 excluded from analysis.

[End Page 93]

reliance. In addition to rice, other C3 plants such as tubers and various vegetables (e.g., Vigna radiata or mung bean) could also have been incorporated into the Promtin Tai human diet (Hanson and d’Alpoim Guedes 2017).

Foxtail millet (a C4 plant) was available in the Khao Wang Prachan Valley as early as the third millennium b.c. (Weber et al. 2010). With the very small amount of millet found in Promtin Tai soil samples (Hanson and d’Alpoim Guedes 2017), it is likely that millet may have been incorporated into people’s diet, but only as a dietary supplement rather than a staple.

Given the landscape and abundance of freshwater bivalves, fish, and land snails, it is certain that Promtin Tai people consumed freshwater resources. Freshwater fauna generally display a wide variation of δ13C values due to their consumption of freshwater plants that have more variable carbon sources than terrestrial plants (Katzenberg 2008; Zohary et al. 1994). A higher trophic level, most often induced by the consumption of animal proteins, also contributes to the slight elevation of a consumer’s δ13C value (ca. 1‰) (Schoeninger 1985). At Promtin Tai, the departure of the population’s δ13C values from a pure C3 dietary regime is attributable to the combined effect of a small amount of C4 food consumption and the trophic level effect brought about by consuming freshwater resources and terrestrial animals.

Collectively, the Iron Age Promtin Tai diet is best characterized as a broad-spectrum dietary regime, where C3-based plants, freshwater fauna, and terrestrial fauna were heavily utilized, with possible supplementation with C4 resources. Promtin Tai’s mean δ13C (−12.58‰) is on par with those of other rice-based communities in Southeast Asia. King and colleagues (2013) observe that rice agriculturists in prehistoric Mainland Southeast Asia (such as at Ban Chang and Noen U-Loke) who subsisted on a single C3 plant have apatite δ13C values around −13‰. Most remarkably, Promtin Tai’s mean δ13C is nearly identical with that of Ban Non Wat during the latter’s Iron Age I phase (ca. 420–100 b.c., date follows Higham and Higham 2009) in northeast Thailand (King et al. 2013). In Ban Non Wat, there was a gradual positive shift (0.8–0.9‰) of δ13C starting from −13.44‰ during its Bronze Age II (1000–900 b.c.) to Iron Age I. King and colleagues (2013) attribute the less negative δ13C values of Ban Non Wat Iron Age individuals to a dietary shift from a rice-based diet during the Bronze Age to the incorporation of other foodstuffs (C4 crops or meat) as dietary supplements as northeast Thailand became drier during the Bronze-Iron Age transition. The drying event in this region has been documented by geomorphology (McGrath and Boyd 2001), δ18O values from stalagmites (Maher 2008; Wang et al. 2005) and foraminifera (Lückge et al. 2001), δ18O values from Ban Non Wat human tooth enamel (King et al. 2013), and, most recently, combined palaeoenvironmental and archaeological contexts (Wohlfarth et al. 2016). Since Promtin Tai was mainly an Iron Age occupation, Bronze Age samples were not available to verify if the drying event was also evident in central Thailand. However, from Iron Age I to II (200 b.c.–a.d. 200), there was a slight decrease of δ13C (0.25‰) in Ban Non Wat, accompanied by an increase of δ18O (King et al. 2013). In Promtin Tai, a reverse trend was observed, where a slight increase of δ13C (0.25‰) and a decrease of δ18O (0.82‰) occurred between the Earlier and Later periods, although the differences were not statistically significant (Table 2, Fig. 2). Since an inverse relationship is expected between the amount of precipitation and δ18O values in tropical areas (Dansgaard 1964), the drying event is not evident in Promtin Tai isotopes (Table 2, Fig. 2). There is a lack of significant difference of mean δ18O between Earlier [End Page 94] and Later Iron Age Promtin Tai. While we eagerly await more palaeoenvironmental studies focusing on central Thailand, the differences in geological, hydrological, and ecological characteristics between central and northeast Thailand provide the most probable explanations for the isotopic disparities (Higham and Thosarat 1998, 2012).

When the data are evaluated by sex, males are seen to have a slightly more positive mean δ13C and smaller variation than females, while females have a more positive mean δ18O with greater variation than males (Table 2). However, there is no statistically significant difference in mean values between sexes for either δ13C or δ18O (Mann–Whitney U test, p = 0.23 and 0.63, respectively). This suggests that there was no dietary difference during people’s early childhood to early adolescence, regardless of sex. All the people who were buried at Promtin Tai were likely to have consumed foodstuffs from sources with similar isotopic characteristics.

Tooth enamel mineralized during the first few years of life often captures isotope signals associated with breastfeeding. Isotopically, breast-fed infants are one trophic level above the mothers as the former is the consumer of the latter’s tissue (Katzenberg 2008). It could be expected that teeth mineralized during exclusive breast milk consumption would have slightly higher δ13C values than those mineralized after the onset and/or completion of weaning (Dupras and Tocheri 2007; Fuller et al. 2006; Wright and Schwarcz 1998). For δ18O, breast milk is enriched in the heavier stable isotope (18O) than body water in a mother’s system. Thus, tooth enamel mineralized while consuming breast milk should carry a higher δ18O value than those mineralized thereafter (Wright and Schwarcz 1998). For Promtin Tai, two of the five teeth mineralized during breastfeeding (both permanent first molars) do show less negative δ18O values, while the other three fall among the values of other later forming teeth. The trophic level effect on δ13C, 1‰ increase per trophic level (DeNiro and Epstein 1978), is also not consistently displayed as the δ13C values of tooth enamel mineralized during at least a portion of breastfeeding (i.e., deciduous first molar, permanent first molar, and permanent second premolar) fall within the range of other tooth types (Hillson 1996). The lack of a pattern related to breastfeeding may be caused by the mothers’ broad-spectrum diet, as suckling children’s isotopic profiles would build upon those of their mothers.

To explore how, or whether, Promtin Tai people responded to the inferred landscape change during its occupation, the data are evaluated by time period (Table 2, Fig. 2). As shown in Table 2, the δ18O values of the Earlier Iron Age people are more positive than their Later period counterparts (Mann–Whitney U test, p = 0.06). The δ13C values seem to present a visual pattern where data from Later Iron Age burials shift positively on the δ13C spectrum. However, this pattern is not statistically significant (p = 0.48). With the potential bias of small and uneven sample sizes in mind, if the three Later Iron Age data points do indeed represent an actual shift of diet from the Earlier period, the increasing input of freshwater resources may be a contributing factor. As mentioned earlier, freshwater fauna inhibiting shallower waters tend to be more enriched in δ13C (Hecky and Hesslein 1995; Katzenberg and Weber 1999), possibly due to their carbon sources being organic carbon from terrestrial runoff and decomposed organisms in nearshore water. In Promtin Tai, Lertcharnrit (2014) suggests that aquatic fauna may have been collected from nearby ponds, rice fields, and rivers. These water bodies tend to be quite shallow, elevating the δ13C values of the consumers of these aquatic resources. If this is the case, it would support the hypothesis that Promtin Tai people mitigated the declining availability of wild terrestrial fauna [End Page 95] over time by increasing consumption of freshwater foods. Future analyses on the temporal distribution of freshwater bivalves, fish, and snails would verify this explanation.

Other factors may contribute to the slight positive shift on the δ13C spectrum observed here. First, as heightened demand for firewood led to further deforestation, the canopy effect needs to be considered. The term describes the decreasing δ13C gradient of leaves from the top of the canopy to the understory in a closed forest. In addition to blocking sunlight, a dense canopy prevents rapid mixing of atmospheric CO2 with biogenic CO2 from plant respiration and decomposed organic matter. The more negative δ13C value of plant tissues toward the forest floor is a combined result of low light intensity (which hinders the efficiency of photosynthesis) and 13C-depleted biogenic CO2 (Ambrose 1993; van der Merwe and Medina 1991). As one moves from a closed to an open canopy forest or an open field, irradiance and the mixture of biogenic and atmospheric CO2 become more aligned with natural baselines, thus eliminating the δ13C disparity among leaves from different canopy levels. The canopy effect is well-documented in a wide range of ecosystems (Ambrose 1993; Heaton 1999; Medina and Minchin 1980; van der Merwe and Medina 1991) and has been used to assess δ13C variation with respect to human foraging behavior in closed versus open canopy settings (Krigbaum 2001, 2003; Reitsema et al. 2013). While modern land use in this area focuses on rice agriculture and cash crop cultivation (Laosuksri and Qi 2014; personal observation 2007–2011), the central Thai region in prehistory was likely dominated by dipterocarps as part of the subtropical forest (Higham and Thosarat 2012). The slight shift of δ13C value during the Later Iron Age at Promtin Tai could reflect a shift from incorporating food items sourced more from closed-canopy forests to foraging at the edges of forests or open fields. This echoes the previously discussed premise that landscape alterations, including small-scale forest clearing, may have taken place during the Later Iron Age to accommodate population and site expansion or a higher demand for firewood to fuel intensified metal-working, or both.

The other possibility contributing to the small temporal shift of δ13C is the increasing consumption of domestic animals to offset diminishing wild terrestrial fauna. While not yet substantiated by nuanced faunal data for Promtin Tai, domestic cattle, pigs, dogs, and possibly chickens were almost certainly available to its people, given the long history of animal domestication in central Thailand and nearby regions. An increased amount of animal protein in the diet would slightly enrich δ13C (DeNiro and Epstein 1978). The effect of animal protein in diet could have been better gauged by measuring δ15N from bone collagen. Unfortunately, attempts to extract viable collagen from Promtin Tai human bone samples have not been successful.

Subsistence strategies responding to landscape changes need not be limited to changing foraging/cultivation locales and/or resorting to domestic animals. Noting the disparity between the large amount of slag and the rarity of copper ingots, Lertcharnrit (2014) argues that metallurgical activities at Promtin Tai were conducted for exchange purposes. Items that may have been traded in to the site include personal ornaments made of a high tin-bronze alloy, fine-grained pottery vessels, stone bracelets, and pottery with special typological designs (Lertcharnrit 2006). In addition, glass beads from Promtin Tai are highly diverse in their morphology, chemical composition, and manufacturing technique (Carter 2013), all of which points to the likelihood that the Promtin Tai people had access to and [End Page 96] participated in exchange networks starting in the earlier Iron Age. These networks continued well into the historical period, connecting Promtin Tai and central Thailand in general via river systems to the Gulf of Thailand, India, coastal Cambodia, southern Vietnam, and the Thai/Malay peninsula (Carter 2013; Glover and Bellina 2011). Lertcharnrit (2014) observes that copper ingots similar to those manufactured at Promtin Tai were distributed to the central highlands as far as 70 km east of the site. The existence of well-established exchange networks implies the possibility that food items were also involved. Items such as grains and dried meat or fish could easily be traded in to supplement the people’s diet. With the potential impact of increasing forest clearing in the Later period driving some wild terrestrial animals further from the occupation area, intensified exchange involving animal proteins is a reasonable mitigating strategy.

conclusion

Overall, human tooth enamel apatite data and evidence from the archaeological context indicate that rice, other C3 plants, freshwater fauna and flora, and C3-consuming fauna were likely the main dietary sources for the Iron Age Promtin Tai people, supplemented by traded food items such as millet and animal proteins. This broad-spectrum diet, anchored by C3 foods, is a classic subtropical and tropical regime in keeping with various prehistoric sites in Southeast Asia, including pre-Neolithic and Neolithic Borneo (Krigbaum 2001, 2003, 2005), late Neolithic and the equivalent of an early Metal Age in coastal central Thailand (Bentley et al. 2007), and pre-Metal and Metal Age northeast Thailand (King et al. 2013; King 2006; King and Norr 2006). Small-scale forest clearing to make way for site expansion and intensified community-based metallurgy during the Later period at Promtin Tai may have hindered the accessibility of some wild terrestrial animals. The people responded to this by gathering foodstuffs from more open canopy areas and continuing and maybe slightly intensifying the collection of freshwater sources. The abundance of natural resources available to the Promtin Tai people throughout site occupation and the established broad-spectrum dietary strategy probably eliminated the need to alter the diet drastically. Promtin Tai’s active engagement in numerous far-reaching trade networks would offset the decreasing terrestrial animal protein sources by bringing in food items to supplement people’s diet.

This study of human responses to landscape changes during prehistoric occupation of Promtin Tai highlights the multifaceted nature of human–landscape interaction with regard to foodways. Varied and flexible subsistence strategies can mitigate the risks of food shortages or an imbalanced diet. Despite its small size and inferior preservation, the wealth of inferences derivable from the Promtin Tai human skeletal remains and archaeological context demonstrate the significance of the small prehistoric communities that were ubiquitous in central Thailand and beyond. These sites were often connected by waterways. The evidence of shared or transmitted cultural contexts at these sites suggest that their inhabitants actively participated in exchange networks (Carter 2013; Eyre 2006; Higham and Thosarat 1998, 2012). Detailed investigation and integration of human behavioral variation from these small sites will continue to shed light on changing patterns of human–landscape interaction and the complex cultural history of prehistoric Thailand and Mainland Southeast Asia. [End Page 97]

Chin-hsin Liu

Chin-hsin Liu is an Assistant Professor of Anthropology at California State University Northridge.

acknowledgments

I am grateful to the Promtin Tai site director Thanik Lertcharnrit for inviting me to the 2007 field season and granting permission to continuously study skeletal remains excavated in the subsequent seasons. Faculty, staff, and students from Silpakorn University, field crew, and the Promtin Tai villagers offered valuable intellectual input, oral histories, translation, and logistic support. The Fine Arts Department and the National Research Council of Thailand granted permission to study and export the biological remains. John Krigbaum and Jason Curtis at the University of Florida facilitated the intellectual and analytical aspects of this study. This project was funded by the Henry Luce Foundation/American Council of Learned Societies Grant to Individuals in East and Southeast Asian Archaeology and Early History Dissertation Fellowship. I also thank the editors’ and four anonymous reviewers’ constructive comments that greatly improved this manuscript.

notes

1. The name of the site is transliterated variously as Phromthin Tai, Phrom Thin Tai, and Promthin Tai in the literature.

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Additional Information

ISSN
1535-8283
Print ISSN
0066-8435
Pages
83-104
Launched on MUSE
2018-05-10
Open Access
No
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