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  • On Reading Plato Mimetically
  • Hayden W. Ausland
(Timon Sillographus fr. 52W)

Plato comes to mind first as a philosopher, but we should not forget that he bequeathed his philosophical understanding to posterity mainly in the form of his literary works. How best to appreciate these has traditionally been a matter of some disagreement, although one problem has lately come to the fore: What limitations inhere in subjecting the dialogues' philosophical component to analysis in isolation from its literary context? But an emergent consensus that they are best read "dramatically" remains vague in its method, meaning different things to different people. Much confusion is attributable to current academic trends in philosophy or literary theory, and it is hard to know how best to approach the question. In its responsible form, however, the endeavor to read Plato as a literary philosopher rests on principles neither arbitrary nor very new. It is therefore possible that restating some key traditional maxims can serve a constructive philological purpose. In the following, these are first presented under four general headings within section I and then (section II) illustrated with reference to the argument of Plato's Phaedo.1

I

1. Mimetic Drama versus Philosophical Treatise

Plato's philosophical writings are evidently not methodical treatises. As literary dialogues carried on without the benefit of his participation, they are materials inconvenient for doxographers or dogmatic opponents. This does not mean that they are works meant to record the factual or even typical conversations of other persons, for the historical features they exhibit are subordinate to clearly fictional hypotheses. Plato's writings accordingly resist the assumption that they convey simply anyone's philosophical doctrines, if by this we mean definite theses to which a thinker is theoretically committed.2 So Plato's dialogues are different from what the form became especially later, where it often served the needs of technical instruction or religious disputation; in such dialogues teachings indeed appear straightforwardly as statements of designated characters. But in Plato's genuinely dramatic compositions none of the personae can be assumed to speak for the author—even where a paraenetic hypothesis for a discussion might suggest otherwise. Plato's role as a major figure in the history of philosophy has made this recognition hard for students of his dialogues. Modern philosophical exegesis remains rooted in its earlier professional habits, and the most dogged attempts of recent times to elicit a Platonic doctrine in this way betray an ecclesiastical background with tolerable clarity.3 Thus a superficially [End Page 372] plausible approach takes the apparent protagonist as a philosophical spokesman for the author himself. Socrates, who was Plato's teacher and philosophical model, most often seems to serve this role and thus seems to have been the paradigm for a Timaeus, Critias, or occasionally nameless understudy. On such an assumption a Platonic teaching (whether unitary or developing) can be isolated from the statements or arguments made by dramatic characters of this type, who are presumably Plato's literary spokesmen. This is to feel one psychagogic effect of the literary design, but it fails to do full justice to the dialogue form as used by Plato. Other dialogues can employ drama for the sake of their teachings, but what appear as teachings in Plato's dialogues can normally be understood as argumentative topoi included for the sake of a greater dramatic economy. And that so many of the dialogues feature unequal conversational relationships derives from the nature of the situations he fictionalizes, as well as the difference between the modern and ancient understandings of dialogue.4 Plato's dialogues accordingly need to be appreciated as real works of the literary art, conveying what they do as poetic wholes rather than as vehicles for views attributed to select characters.

Plato's dialogues require a literary treatment in terms germane to their philosophical nature, for there lurks a complementary misunderstanding in readings that ignore key differences between ancient and modern principles of composition. Such readings either reduce philosophical significance or else can coalesce with doctrinal readings to ill effect. Thus, for instance, scholars will reduce the character Socrates to a kind of dramatic "hero."5 But the romantic hero is a modern invention distorting...

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